Feb 21, 20231 minChange but no change....The name may have changed but the service hasn't. Succession had been something Gordon had been looking at for almost two years, with the...
Jan 16, 20192 minThe magic of an accessible compliance manualThe dreaded compliance manual. All too often it’s tedious to write, tedious to read and tedious to search. However, it’s hugely important...
Dec 11, 20182 minHow to pull authorisation out of a hatIt may sound trite, to compare applying for authorisation to a magic trick. But if you’re under any illusion that less-than-perfect...
Nov 27, 20182 minAre you sure you have the right permissions?Way too many firms have permissions they don’t need. Does it matter? Well, possibly not, but it could be costing you time, money and...
Nov 14, 20182 minGet your FCA application right first timeIt’s great news for everyone in the world of compliance that the FCA has launched improvements to its Connect system (now in beta...
Oct 31, 20182 minThe changing face of compliance Back in the early 00s, when NRS was a fairly new kid on the compliance block, we were relatively tech-savvy. Well, by compliance...