TRAINING

Effective training is essential for the success and compliance of any firm. NRS can provide a wide range of training programs, catering to various needs, from comprehensive refresher courses for all staff to personalized sessions for senior managers and tailored training for boards and Non-Executive Directors (NEDs).

We take pride in either delivering or arranging face-to-face training sessions, whether conducted in person or via video conferencing. This approach ensures that your team gains a deep understanding of the issues within the context of your business, offering you the assurance that each session is customized specifically for your organization.

With increasing responsibilities placed on boards and senior managers, accountability is at an all-time high. NRS can assist your teams in navigating these challenges by offering guidance on managing conduct risk effectively and prioritizing customer-centric approaches.

We can assist with recruitment programs including reviewing regulatory references (issued and received) and supporting SMF/Certification programs.

Our team of experienced and engaging consultants can provide technical training on various aspects of Financial Conduct Authority (FCA) or Prudential Regulation Authority (PRA) regulations. Some common areas where we offer training include:

Senior Management training
Financial crime, including Money Laundering Reporting Officer (MLRO) training and annual updates for all staff.
Code of Conduct
Market abuse awareness and identification.
Client Assets and Money Rules (CASS), covering all elements of client assets and money regulations.
Environmental, Social, and Governance (ESG) training, helping you understand the ESG landscape and the necessary disclosures.
Financial promotions, explaining what constitutes a financial promotion and how to comply with regulations.
Suitability training, covering every aspect of suitability requirements.
Prudential regulations, including understanding the new prudential rules such as the Investment Firms Prudential Regime (IFPR).
How to complete FCA returns on RegData and Connect.

By partnering with NRS for your training needs, you can ensure that your firm stays informed, compliant, and well-prepared to meet regulatory challenges.