Regulatory Advice & Compliance Services
The pace of regulatory change is showing no signs of letting up. And it’s not getting any simpler.
Understanding what the regulator expects of firms is more than just the rules. Reviewing publications including enforcements and speeches are all part of understanding whether you’ve got it right.
We aim to clearly understand applicable regulatory rules alongside providing practical guidance on how to implement them. It is important to understand what the regulators’ are trying to achieve and how they communicate.
We endeavour to understand our clients’ businesses and being able to advise on how changing regulations will affect them. To support this we have access to a range of specialists such as CASS, Financial Crime, Regulatory Reporting but all provided by NRS.
A sample of the areas we can provide support on are below.
