From first FCA application to ongoing monitoring, financial crime and training — NRS covers the full lifecycle of regulatory compliance for venture capital and corporate finance houses, discretionary and advisory portfolio managers, and AIFMs.
We facilitate regulatory authorisation and Variation of Permission applications end to end — helping new and growing firms get, and stay, FCA authorised.
Ongoing compliance oversight and health checks for firms already authorised — on a rolling basis or as one-off consultancy projects.
Personalised compliance manuals and monitoring programmes — both needed for new applications and ongoing obligations — without the usual heavy lifting.
Compliance-related training delivered around your team's real workload, not a generic slide deck.
Strategic guidance and daily compliance support — a second opinion when a judgement call needs one.
Specialised support for AML, financial crime and sanctions compliance obligations.
Project management and general consulting support for firms navigating evolving regulatory demands.
From small firms and start-ups seeking first authorisation, through to established managers with a full regulatory history — we size our advice and documentation to fit the firm in front of us, not the other way round.
Guides, manuals, policies and FCA templates — one-off purchase or annual subscription with up to four updates a year.
Tell us about your firm and we'll point you in the right direction.