FCA Compliance, Made Simple

Compliance, without the headache.

FCA authorisation, monitoring and day-to-day compliance support for venture capital and corporate finance houses, discretionary and advisory portfolio managers, and AIFMs — built by compliance officers, for compliance officers.

Common sense, pragmatic compliance — solutions designed to help clients meet complex, ever-changing regulatory obligations without the jargon.

How We Help

Everything you need to stay compliant

Whether you're seeking FCA authorisation, navigating a regulatory shift, or simply need day-to-day cover — our services scale to firms of any size.

Authorisation

Getting FCA authorised, from first application through to approval.

Monitoring

Ongoing compliance monitoring and health checks, so nothing slips through.

Manuals

Personalised compliance manuals — no more dreaded boilerplate.

Training

Compliance training built around how your team actually works.

Regulatory Advice

Day-to-day guidance for when a judgement call needs a second opinion.

Financial Crime

AML, financial crime and sanctions support, done properly.

Consulting

Project support and hands-on consulting when you need extra capacity.

Not sure where to start?

Tell us about your firm and we'll point you to the right service.

Get in touch
About NRS

Run by compliance officers, not account managers.

National Regulatory Services builds on the foundations of the original NRS, founded by Gordon McMurray.

Today the firm is owned and run by Simon Hebb, Director and Lead Consultant, an experienced compliance officer and investment professional who has worked in financial services since 2000. We size our advice to your firm — whether you're a large firm or just starting out.

We're about one thing only — making life easier for compliance officers.

National Regulatory Services

Compliance Wizard

Prefer to handle it yourself?

Personalised compliance manuals, monitoring programmes and FCA templates — as a one-off purchase or an annual subscription with up to four updates a year.

Browse Compliance Wizard

Talk to a compliance officer. Get a straight answer.

enquiries@rawlinsreg.co.uk  ·  0330 043 4288

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