Compliance Made Simple with National Regulatory Services
Trustworthy Compliance Solutions with National Regulatory Services
We're about one thing only - making life easier for compliance officers of venture capital and corporate finance houses, discretionary and advisory portfolio managers, AIFMs or EuVECA managers.
Whether you are a large or small firm or indeed just starting out, we can help.
Whether you seek assistance in navigating regulatory shifts, guidance for daily compliance tasks, or reassurance in your strategic direction, we're here to offer the necessary support.
In the face of evolving regulatory demands, maintaining continuous compliance poses ongoing challenges for businesses. Our pragmatic and adaptable solutions are designed to assist clients in meeting their complex and ever-changing regulatory obligations effectively
Our services range from the very start with authorisations - helping you to get FCA authorised - and stay that way. We can guide you through your new firm authorisation, or variations to add new permissions.
For firms already authorised we can support with ongoing or one-off compliance consultancy services or projects as required.
We've also taken the heat out of writing the dreaded compliance manual or constructing your compliance monitoring programme - both of which you'll need for new applications and meeting your regulatory obligations going forward and so are ideal for firms applying for authorisation or already authorised by the FCA.
Our manuals and programmes were originally written by award-winning compliance specialist Gordon McMurray, founder of NRS Regulatory Services Ltd (which traded as National Regulatory Services in the UK) and Compliance Wizard Limited. He has over 30 years of regulatory experience at the coalface - as a compliance officer, consultant and investigator.
Already up and running and don't want or need consultancy support? You can get your up-to-date MiFID II compliant manual and monitoring programme, here and now, from Compliance Wizard. It's that easy.
And if you prefer to have monitoring done externally, we are ready and waiting for your call.
Latest Insights
Insights and Updates on Regulatory Compliance
Subscribe to Our Newsletter
Join our email list and get access to our newsletter.